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Table 3 Included articles, analyzed in rounds 1 and 2

From: Underlying goals of advance care planning (ACP): a qualitative analysis of the literature

First round (37 articles, 20%)

Category

Article type

Study characteristics

1 Kolarik 2002 [10]

Contemplative, focus not specified

Conceptual paper

List of objectives for ACP: patient objectives, family or surrogate objectives, health care provider objectives, desirable characteristics of the process.

2 Hackler 2004 [11]

Idem

Ethical paper

Exploration of two kinds of justifications for advance directives, with two case descriptions.

3 Rietjens 2016 [12]

Idem

Editorial

Editorial for special issue about ACP.

4 Aitken 1999 [13]

Idem

Overview

Overview article about ACP for family physicians.

5 Hammes 2001 [14]

Idem

Editorial

Editorial.

6 Perkins 2007 [15]

Idem

Perspective

Perspective on the role of advance directives.

7 Schicktanz 2009 [16]

Idem

Ethical paper

Ethical considerations of the interplay between personal and cultural identity in interpreting advance directives.

8 Sudore 2010 [17]

Idem

Perspective

Perspective on the objective of ACP.

9 Robins-Browne 2014 [18]

Idem

Ethical paper

Ethical considerations about the complexities of ACP.

10 Johnson 2017 [19]

Idem

Ethical paper

Ethical considerations about the role of ACP in end-of-life care.

11 Van Delden 2017 [20]

Idem

Commentary

Commentary on the PREPARE-trial.

12 Vogel 2011 [21]

Idem

News item

News about the Canadian framework for ACP.

13 Wheatley 2015 [22]

Idem

Ethical paper

Ethical issues in palliative care, including ACP.

14 Song 2016 [23]

Empirical, culture-focused

RCT

ACP intervention ‘SPIRIT’ vs. usual care.

Subjects: 210 dyads of patients on dialysis and their surrogates; subgroup analysis of African Americans vs. whites.

Outcome measures: dyad congruence on goals of care, surrogate decision-making confidence, patient decisional conflict, surrogate anxiety, surrogate depression, surrogate post-traumatic distress symptoms.

15 Asai 1997 [24]

Idem

Focus group

Focus group on life-sustaining treatments for terminally ill patients and attitudes towards advance directives and possible barriers to using them in the clinical setting.

Subjects: 7 specialists in internal medicine from Japan.

16 Perkins 2002 [25]

Idem

Interview study

Interviews about cultural attitudes influcancing decisions whether to perform ACP.

Subjects: a purposive sample of 26 Mexican-American, 18 Euro-American, and 14 African-American inpatients in Texas, USA.

17 Ko 2012 [26]

Idem

Focus groups

Focus group and interview study to explore knowledge, attitudes, and behavior about advance directives in Korean Americans.

Subjects: 23 Korean Americans.

18 Wicher 2012 [27]

Review, culture-focused

Systematic review

Systematic review of 46 studies examining African American preferences related to end-of-life care and decision making.

19 Singer 1998 [28]

Empirical, focus not specified

Interview study

Interviews about the purpose of ACP.

Subjects: 48 patients on hemodialysis.

20 Robinson 2011 [29]

Idem

Interview study

Interviews about the applicability and usefulness of an ACP intervention and the ACP process.

Subjects: 9 dyads of patients with advanced lung cancer and a family member, who participated in an ACP intervention.

21 Jeong 2012 [30]

Idem

Interview study

Interviews based on the ‘Values Clarification Worksheet’.

Subjects: 3 residents living in an residential aged care facility in Australia, 11 family members, and 13 registered nurses.

22 Sudore 2017 [31]

Idem

Delphi study

Delphi study on the definition of ACP.

23 Rhee 2013 [32]

Idem

Interview study

Interviews on the impact of ACP on interpersonal relationships.

Subjects: 17 general practitioners in Australia.

24 Michael 2017 [33]

Idem

Focus groups

Focus groups exploring awareness, attitudes, and experiences of ACP.

Subjects: 15 community dwelling older people and 27 unrelated offspring/caregivers of older people.

25 Martin 1999 [34]

Empirical, disease-focused

Interview study

Interviews about experiences with and opinions about ACP.

Subjects: 140 patients with HIV/AIDS who had participated in an ACP trial.

26 Johnson 2017 [35]

Idem

Interview study

Interviews about patient autonomy and ACP.

Subjects: 11 consultant oncologists and 7 palliative medicine doctors.

27 Loggers 2014 [36]

Idem

Mixed methods study with survey (quantitative) and interview (qualitative) part

Survey and interview about experiences with ACP.

Subjects: 18 patients after hematopoietic cell transplants and 11 bereaved caregivers of patients who had died after hematopoietic cell transplant.

Outcome measures (quantitative): having a living will; having a formally designated proxy; having discussed some aspect of ACP with family/friend prior to transplant; perceptions of the value of ACP; having discussed mortality risk with the medical team pre transplantation; hope; medical team’s commitment.

28 Thoresen 2016 [37]

Idem

Participant observation and interviews

Participant observation of ACP conversations, followed by interviews.

Subjects: 7 nursing home patients in 7 different nursing homes in Norway and the relatives who joined the ACP conversation.

29 Sellars 2017 [38]

Idem

Interview study

Interviews about patient and caregiver perspectives on ACP.

Subjects: 24 patients with end stage renal disease and their caregivers (n = 15).

30 Johnson 2016 [39]

Review, disease-focused

Systematic review with thematic analysis

Systematic review of perceptions and experiences on ACP of cancer patients, their families, and health care providers. Thematic analysis was performed on the included studies: 19 quantitative studies, 17 qualitative studies, 4 mixed methods studies.

31 Mehlis 2016 [40]

Review, focus not specified

Ethical and legal perspective

Ethical and legal perspective on self-determination and the risk of overtreatment, with a focus on ACP.

32 Llewellyn 2017 [41]

Idem

Interview study

Interviews about death and dying and reflections on the effect of these conversations.

Subjects: 21 healthy adults 54–65 years old.

33 Sanchez-Gonzalez 1997 [42]

Contemplative, culture-focused

Medical history perspective

Historical perspective on the emergence of advance directives in the USA, as compared to Europe. Focus on cultural differences.

34 Schmidt 2017 [43]

Contemplative, disease-focused

Overview

Overview article about incorporating ACP on hemodialysis units.

35 Holley 2005 [44]

Idem

Perspective

Perspective on the timing, purpose, and effect of ACP in patients with end-stage renal disease.

36 Gastmans 2010 [45]

Idem

Ethical perspective

Ethical perspective on euthanasia and advance euthanasia directives for patients with severe dementia.

37 Holley 2012 [46]

Idem

Overview

Overview article on the role and timing of ACP for patients with chronic kidney disease and end-stage renal disease.

Second round (18 articles, 10%)

Category

Article type

Study characteristics

38 Schwartz 2002 [47]

Empirical, focus not specified

Randomized controlled trial (pilot study)

Pilot randomized controlled trial of an ACP intervention.

Subjects: 61 ambulatory geriatric patients.

Intervention: ACP discussion with a trained nurse facilitator and documentation of patient goals and preferences.

Control: Massachusetts Health Care Proxy form.

Outcome measures: knowledge of ACP; treatment preferences (and congruence between patient and health care agents; response shifts in values; quality of life.

39 Seymour 2004 [48]

Idem

Focus groups

Focus groups on advance care statements.

Subjects: 32 older people or their representatives.

40 Cornally 2015 [49]

Idem

Focus groups

Focus groups on the implementation of the ‘Let me decide’ ACP program.

Subjects: 15 clinical nurse managers and 2 directors of nursing in long term care facilities where the ‘Let me decide’ ACP program had been implemented.

41 Stanford 2013 [50]

Empirical, culture-focused

Focus groups

Focus group study on the perceived relevance of ACP in Knysna, South Africa.

Subjects: 51 participants including pastors, hospice staff, teachers, and community caregivers in Knysna, South Africa.

42 Lee 2016 [51]

Idem

Interview study

Interview study on signing one’s own do-not-resuscitate directive among older nursing home residents in Taiwan.

Subjects: 11 older nursing home residents from Taiwan.

43 Zientek 2006 [52]

Contemplative, culture-focused

Ethical perspective

Ethical considerations regarding end-of-life care and the role of advance directives in Texas, and their impact on Roman Catholic health care providers.

44 Prendergast 2001 [53]

Contemplative, disease-focused

Overview, historical perspective

Historical overview of the development of ACP in the first decade since the Patient Self-Determination Act, with a focus on its importance for intensive care units.

45 Kuhlmann 2016 [54]

Idem

Overview, historical perspective

Overview of the development and importance of ACP for patients with end-stage renal disease.

46 Drought 2002 [55]

Review, focus not specified

Review and ethnographic study

Literature review on the role of choice in end-of-life decision making, followed by an ethnographic study.

Subjects: 88 terminally ill patients with solid tumor cancer or AIDS who were followed longitudinally, together with 1–3 of their family members or friends, and 2 of their outpatient clinic providers.

47 Robertson 1991 [56]

Contemplative, focus not specified

Opinion

Opinion article on the role of advance directives.

48 Levinsky 1996 [57]

Idem

Opinion

Opinion article on the purpose of advance medical planning.

49 Darr 1996 [58]

Idem

Overview

Overview article on the use of advance directives.

50 Davis 2002 [59]

Idem

Ethical perspective

Ethical perspective on the concept of precedent autonomy in advance directives.

51 Edwards 2011 [60]

Idem

Ethical perspective

Ethical perspective on the concept of precedent autonomy and the theory of ‘the other self’ in relation to advance directives.

52 Ahluwalia 2012 [61]

Idem

Letter to the editor

Comment stating that an earlier article wrongfully used a too narrow definition of ACP.

53 Wolff 2012 [62]

Idem

Ethical perspective

Ethical perspective on the role of autonomy, quality of life, and advance directives in end-of-life decision making for patients with dementia.

54 Davison 2006 [63]

Empirical, disease-focused

Interview study

Interviews on the role of hope in the context of ACP.

Subjects: 19 patients with end-stage renal disease.

55 Piers 2013 [64]

Idem

Interview study

Interviews on the views of older people on ACP.

Subjects: 38 older people (71–104 years old) with limited prognosis due to malignancy, organ failure, or frailty.