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Table 2 Comparison of trial eligibility criteria and rates and cause of attrition

From: Needs-based triggers for timely referral to palliative care for older adults severely affected by noncancer conditions: a systematic review and narrative synthesis

Author (year)

Trial eligibility criteria domains

(D: Diagnostic criteria, P: Prognostic criteria, S: Symptoms, Q: QOL,

F: Functional status, M: Medical history/treatment, O: Others)

N of domains

Intended sample size

Sample / sample size (attrition %)

Causes of attrition (causes/N of loss)

Limitation that reflected on the eligibility

Ahronheim [35] (2000)

M: Hospitalization for acute illness

D, F: FAST 6d or greater (Dementia)

3

Not stated

99/99 (0%)

NA

Sample was small. (Patients should be identified prior to the acute hospitalization)

Aiken [48] (2006)

D: NYHA IIIB – IV (HF), Oxygen saturations, pO2, oxygen requirements (COPD)

P: Expert judgment based on available prognostic data

S: Fatigue, palpitation, dyspnoea, or angina due with any activity

M: Recent exacerbation (treatment in a hospital within the 3-month prior to enrolment)

4

Post-hoc calculation

112/192 at 3-month (42%),

92/192 at 6-month (52%)

Medical causes (death, hospice, skilled nursing facilities)

The prognostication criteria were limited. One third of all participants died or transferred to hospice in the first 3 months

Bajwah [49] (2015)

D: High resolution CT or composite physiologic index scores (ILD)

1

Phase2: 52

35/53

(34%)

Died (7/18), no return of questionnaire but contactable (7/18)

The criteria for excluded patients were not recorded which may have provided valuable information

Bekelman [36] (2018)

S: At least one symptom (fatigue, shortness of breath, pain, depression)

F, Q: KCCQ, M: Diuretic dosing, LVEF, BNP, NT-pro BNP

4

312

248/317

(22%)

Deceased (8/69)

Withdraw (8/69)

The missing patient-reported data is similar to other studies of seriously ill populations

Bassi [37] (2021)

D: ILD defined by a HRCT (with traction bronchiectasis and/or honeycombing)

P: evidence of advanced disease: GAP index at least 3, PaO2 ≤ 60 mmHg at room air, a decline in FVC ≥ 10% in the previous 6 months

2

50

33/50

(34%)

Death (14/17) Refused to continue (3/17)

Enrolled patients were in a late phase of the disease, where palliative interventions may have limited opportunity for effectiveness

Brännström [50] (2014)

D: NYHA III − IV (CHF) and at least one of the following:

P: < 1 year (no criteria), S: Cardiac cachexia—weight loss, Q: QOL (VAS)

M: Hospitalization of worsening HF that resolved with the IV, continual IV support

5

72

60/72

(17%)

Died (12/12)

Patients with a high number of severe co-morbidities lead small sample

Brumley [51] (2007)

D: CHF, COPD, cancer. (severity was assessed by PPS), P: Surprise Question

F: PPS, M: Visited ED or hospital at least once within the previous year of enrolment

4

300

297/310

(4%)

Died before intervention (8/13), Withdraw (5/13)

Not stated the eligibility criteria

Eggers [52] (2018)

D: Parkinson’s disease (no criteria)

1

150

107/150

(29%)

Withdraw (18/43),

loss of contact (15/43)

Exclusion criteria (dementia or severe depression) are a serious limitation for the inclusion of late-stage PD

Evans [53] (2021)

D: Non-malignant chronic conditions, F: Clinical Frailty Scale sore of ≥ 4

S, F: ≥ 2 symptoms or concerns, including end-of-life issues, progressive illness/frailty, and/or complex needs

M: Increasing health service use

4

5

47/50

(6%)

Deceased (1/3) New cancer diagnosis (1/3) Patient unwell (1/3)

Not stated a limitation of the eligibility criteria

Farquhar [54] (2009)

D: COPD/COAD (no criteria)

S: Breathlessness in spite of optimisation of underlying illness

O: Patients who might benefit from a self-management programme

3

Phase 2: Maximum of 28

13/14

(7%)

Died

(1/1)

Not stated the eligibility criteria

Farquhar [55] (2016)

D: Non-malignant (no criteria)

S, O: Same as the phase 2 trial

3

60

72/87

(17%)

Died (2/15)

Not stated the eligibility criteria

Gade [38] (2008)

D: Life-limiting diagnosis (no criteria)

P: Surprise Question

2

550

512/517

(1%)

Withdrew prior to the intervention

Not stated the eligibility criteria

Gao [56] (2020)

D: MS (EDSS score ≥ 7.5), all stages of MND, IPD (Hoehn and Yahr stages 4–5), progressive supranuclear palsy (Hoehn and Yahr stages 3–5) and multiple system atrophy (Hoehn and Yahr stages 3–5)

S: An unresolved symptom; cognitive problems or complex psychological issues; communication or information problems or complex social need

2

35

327/350

(7%)

Died (8/23) Withdraw (15/23)

Sample was largely composed of patients with MS and IPD who tend to have a longer disease course

Hanson [39] (2019)

D: Dementia stage 5 to 7 on the GDS

M: Acute illness hospitalization

2

120

57/62

(8%)

Lost to follow up (4/5) Withdraw (1/5)

Many persons could not be enrolled due to short hospital stays and caregiver stresses

Helgeson [40] (2022)

D: End-stage organ disease, P: Age ≥ 80 years, APACHE II ≥ 14, SOFA ≥ 9;

F: Pre-existing functional dependency (admitted from an acute living facility, skilled nursing facility, or long-term acute care facility), late-stage dementia (bed-bound, nonverbal, incontinent, or unable to self-nourish), O: MICU perceived need

M: Consideration to place a permanent feeding tube or tracheostomy; recurrent ICU admissions in the past year; post-cardiac arrest

5

300

91/91

(0%)

NA

The criteria have a potential source of bias that the sicker patients would screen positive

Higginson [57] (2014)

D: Cancer, COPD, CHF, ILD, MND (no criteria)

S: Refractory breathlessness (MRC scale)

O: Willing to engage with BSS

3

110

82/105

(22%)

Died (4/23), withdrew (5/23), illness (8/23), unable to contact

Eligibility criteria prevented extrapolation of study results to patients in the last month of life

Janssen [58] (2019)

D: COPD in GOLD (FEV1/FVC < 70%) stage III or IV (FEV1 < 50% predicted) M: Long-term oxygen therapy and/or home mechanical ventilation and/or one or more hospital admissions in the previous year for an acute exacerbation

2

180

41/51

(20%)

Died (9/10) Declined (1/10)

Did not reach the target number of cases because of cognitive impairment, comorbidities, or end-of-life

Janssen [41] (2020)

D: IPF as diagnosed by chest CT or lung biopsy, and documented by a pulmonologist in the patient's medical record

1

Not stated

18/22

(18%)

Lung transplant (1/4) Died (1/4), Lost to follow-up (1/4) Hospice (1/4)

Logistical issues such as lack of interest in extra visits. Some patients felt the intervention was unnecessary at their stage in the disease

Kluger [42] (2020)

D: Diagnosis of probable PD or another PDRD (multiple system atrophy, corticobasal degeneration, progressive supranuclear palsy, or Lewy body dementia),

S, F: Moderate to high PC needs based on the PC-NAT modified for PD

3

300

182/210

(13%)

Death (7/28) Withdraw (19/28) Contact to lost (1/28)

The study had broad inclusion criteria, but more focused recruitment could improve certain outcomes

O'Donnell [43] (2018)

D: NYHA II-IV (HF)

M: Hospitalization with high-risk features

2

Not stated

31/50

(38%)

Died (19/19)

Small sample size

O'Riordan [44] (2019)

D: HF as primary diagnosis (NYHA Class II-IV)

M: symptomatic/active HF in current hospitalization or within prior six months

2

84

30/39

(23%)

Dropped out (5/10),

Not eligible (3/10) Died (2/10)

Many patients improved significantly by discharge and may not have needed an intensive, six-month palliative care intervention

Rogers [45] (2017)

D: HF with at least 1 sign of volume overload, P: ESCAPE risk score

S: Dyspnoea at rest or minimal exertion, M: Hospitalization for acute HF

4

200

 → 150

84/150

(44%)

Died (43/66)

High mortality and loss of follow-up reflect the difficulty of retaining seriously ill patients

Scheerens [59] (2020)

D: GOLD III and ≥ 2 or GOLD IV (COPD) and one or more of the following criteria:

S: MRC Scale Dyspnea 4, NYHA III, BMI ≤ 18, S, F: CAT scale ≥ 25

M: Oxygen dependent, three or more hospitalizations for COPD in the past three years, intubation/noninvasive ventilation in the past year

4

40

25/ 39

(36%)

Died (6/14) Refused (6/14) Ended period (1/14) Too ill (1/4)

Although some GPs criticized the intervention being given too early, the criteria may be appropriate given the emphasis on early palliative care

Schunk [46] (2021)

D: Advanced life-limiting and progressive disease

S: Breathlessness on exertion or at rest despite treatment of the underlying condition

F: Capable to participate physiotherapy and self-management programs

3

160

143/183

(22%)

Withdrawal (23/40) Death (10/40) Medical reason (6/40) Lost to f/u (1/40)

Higher proportion of lost to follow-up were possibly caused by the burden relating to participating in the multi-component intervention

Sidebottom [47] (2015)

D: Acute HF (reports from the electronic record)

1

500

143/232

(38%)

Not completed survey, reason unknown (68/89), Died (19/89)

Losses to follow-up

Ng [60] (2018)

D, P, S: Same as Wong et al. [61] M: Repeated hospitalization (> two in last six months)

4

78

45/84

(46%)

Death, too ill, refusal (29/39)

Small sample due to the subjects being too weak or cognitively impaired

Wong [61] (2016)

Two of the following identified as ESHF by the Prognostic Indicator Guidance

D: NYHA III-IV (HF) P: Surprise Question, S: Existence of physical/psychological symptoms despite optimal tolerated therapy

M: Repeated hospital admissions with symptoms of HF (three within 1 year)

4

Not stated

68/84

(19%)

Discontinued interven

tion (e.g., die) (14/16)

The loss of follow-up was high due to mainly death and deterioration

  1. Abbreviations: APACHE the Acute Physiology And Chronic Health Evaluation score, BMI body mass index, BNP brain natriuretic peptide, BSS breathlessness support service, CAT COPD Assessment Test, CHF congestive heart failure, COAD chronic obstructive airways disease, COPD chronic obstructive pulmonary disease, CT computed tomography, ED emergency department, EDSS the Expanded Disability Status Scale, ESCAPE risk score the Evaluation Study of Congestive Heart Failure and Pulmonary Artery Catheterization Effectiveness risk score, ESHF end-stage heart failure, f/u follow/up, FAST functional Assessment Staging Tool, GDS the Global Deterioration Scale, GOLD the Global Initiative for Chronic Obstructive Lung Disease, GP general practitioner, HF heart failure, HRCT high-resolution chest CT, ILD interstitial lung disease, IV intravenous, IPD Idiopathic Parkinson's Disease, JVP jugular venous pressure, KCCQ the Kansas City Cardiomyopathy Questionnaire, LVEF left ventricular ejection fraction, MICU medical intensive care unit, MND motor neurone disease, MRC Medical Research Council, N number, MS Multiple sclerosis, NT-pro BNP N-terminal prohormone level of BNP, NYHA New York Heart Association, PC-NAT the Palliative Care Needs Assessment Tool, PD Parkinson’s disease, PDRD Parkinson’s disease related disorders, PPS the Palliative Performance Scale, QOL quality of life, SOFA The Sequential Organ Failure Assessment, VAS visual analogue scale